This training program is designed to provide junior attorneys of BPI member institutions an overview of U.S. statutory, regulatory and supervisory requirements and expectations of banks and bank holding companies. As reflected in the agenda below, the goal is to provide attorneys with a background on the basic legal and regulatory structure for banking; an introduction to key regulatory issues they will likely face.
Covering topics, including:
Financial Regulatory System and Regulation of the Holding Company
Jeremy Newell, Partner, Covington & Burling LLP
- Bank Charter Types & Principal Regulatory Authorities
- Introduction to the Financial Holding Company Structure
- Bank Holding Company and Financial Holding Company Activities and Restrictions (including the Volcker Rule)
- Inter-Affiliate Transaction Restrictions
The Bank Balance Sheet and Introduction to Capital and Liquidity
Bill Nelson, EVP, Chief Economist, Bank Policy Institute
- The Bank Balance Sheet
- Banking Issues in Current Public Policy
- Introduction to Prudential Regulation of Capital and Liquidity
Enhanced Prudential Standards
Brett Waxman, SVP, Senior Associate General Counsel, Bank Policy Institute
Anna Harrington, SVP, Associate General Counsel, Bank Policy Institute
- Dodd-Frank Act Enhanced Prudential Standards
- CCAR and Stress Testing
- NSFR and LCR
Resolution Planning for Large Banking Organizations
Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute
Regulation of FDIC-Insured Depository Institutions
John Court, EVP, General Counsel, Bank Policy Institute
Dafina Stewart, SVP, Senior Associate General Counsel, Bank Policy Institute
- Bank Powers
- Regulation of Deposit Taking and Lending
- Branching and Operating Subsidiaries
Hot Topics and Current Developments in Banking Regulation
Greg Baer, President & CEO, Bank Policy Institute
Key Consumer Protection Regulations and Issues
Paige Paridon, SVP, Associate General Counsel, Bank Policy Institute
- CFPB Authority and Jurisdiction
- CFPB Structure & Organization
- UDAAP vs UDAP
- Key CFPB Regulations
Supervision and Enforcement
Gregg Rozansky, SVP, Senior Associate General Counsel, Bank Policy Institute
- MRAs (Matters Requiring Attention)
- Enforcement Actions
- Guidance on Guidance
Key AML and Sanctions Requirements and Developments
Angelena Bradfield, SVP, AML/BSA, Sanctions & Privacy, Bank Policy Institute
- AML/BSA
- Sanctions
April 29 – April 30, 2021
Day 1: 9:00 a.m. – 3:00 p.m. ET | Day 2: 9:00 a.m. – 1:00 p.m. ET
Registration Price: $500 / Attendee
Click here to download the Virtual Attorney Training agenda >>